English | Size: 3.12 GB
Genre: eLearning
You can view this course as a realistic alternative to paying for hours of tutoring and study at your own phase!
What you’ll learn
ALL Securities Industry Essentials (SIE) exam topics
Equity and Debt Securities
Securities Act of 1933 and 1934
Capital Markets
Basics of Options Contracts
Industry Regulatory Framework
Other Securities Products and their Risks
Customer Accounts and Prohibited Activities
Business of the Broker-Dealer
Verifying Customer Purchases and Sales Instructions
This course prepares you to pass the Securities Industry (SIE) exam that will be required as of October 1, 2018 by FINRA for anyone who is interested in entering the financial services industry.
You can view this course as realistic alternative to paying for hours of tutoring and allows you to pause, rewind, and/or repeat concepts as needed. PLUS, you’ll have access to realistic practice questions, final exam and step-by-step demonstrations of how to approach and answer those questions accurately and efficiently.
As a bonus you”ll be able to download cheat sheets in PDF format, that cover the most important concepts you must know for the exam.
Warning: This is an intensive course with 12+ hours of video lectures
Securities Industry Essentials (SIE) Prep Course Outline:
Section 1. Conducting Yourself as a Financial Services Professional
Section 2. Equity, Debt and Other Investment Products
Section 3. Investment Companies, Private Equity and Structured Products
Section 4. Capital Markets, Issuing Securities and Trading on Customer Accounts
4 Practice Quizzes. 20-40 questions each
Final Exam. Test with 85 questions
Bonus: Tips & Tricks before the Exam day
***Course includes 4 Sections, 4 Section Quizzes and a Final Exam(85 questions)***
Who this course is for:
Anyone who wants to take the FINRA’s SIE exam
Curious about the “essentials” of the financial industry sector
Students
People that want to enter financial industry
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